What does Nobo List mean?

The NOBO list is a partial listing of shareholders. The list. represents only the shareholders that own shares through a bank or broker and have chosen to not object to their name being provided upon an issuer’s request.

What is Nobo stock?

These shareholders are “non-objecting beneficial owners,” or “NOBOs,” while “OBOs” are shareholders who have objected to the disclosure of their identities and share positions. A shareholder is a NOBO by default, unless he or she has taken affirmative steps to object.

What is a Nobo form?

Per SEC Rules 14b-1 and 14b-2, a NOBO list shows the beneficial owners that do not object to the issuer knowing their name, mailing address and share amount.

How do you get a NOBO list?

Requests for U.S. NOBO lists must be sent to BSG Issuer Services at [email protected] or by fax to: 631-254-7622. Call Broadridge U.S. at 631-254- 7067 for additional information.

What is an OBO shareholder?

The terms refers to a beneficial owner of securities who has provided instructions to the intermediary that maintains its account that it objects to the disclosure of information about the beneficial owner and its ownership of securities of an issuer. Resource ID 6-584-7627.

What is a Nobo hiker?

NoBo. A person who hikes northbound.

What is a beneficial owner for tax purposes?

The beneficial owner of income is generally the person who is required (under U.S. tax principles) to include the payment in gross income on a tax return.

What is the difference between OBO and NOBO?

An OBO instructs the financial intermediary to not provide their personal information to the issuer. Conversely, a NOBO directs the intermediary to release their private personal information such as their name, address and number of shares owned to the issuer.

What is OBO account?

What is SoBo vs NoBo?

Simply put, a NoBo hiker is someone who is hiking northbound on a trail, while a SoBo hiker is hiking southbound. These terms are commonly used on long-distance trails like the Appalachian Trail, the Pacific Crest Trail, and the Continental Divide Trail.

What is SoBo and NoBo in hiking?

So, what’s a SoBo? If a NoBo is someone that hikes the trail from Georgia to Maine heading North, then a SoBo is someone who hikes the trail starting up on Mt. Katahdin, Maine, and ends at Springer Mountain, Georgia.

Is beneficial owner same as Beneficiary?

A ‘beneficial owner’ is any individual who ultimately, either directly or indirectly, owns or controls the trust and includes the settlor or settlors, the trustee or trustees, the protector or protectors (if any), the beneficiaries or the class of persons in whose main interest the trust is established.

What is a NOBO shareholder?

The term refers to a beneficial owner of securities who has provided instructions to the intermediary that maintains its account that it does not object to the disclosure of information about the beneficial owner and its ownership of securities of an issuer.

What is Obo in real estate?

OBO ➡️ or best offer | When a seller posts an item and lists the price for “$20 OBO,” the seller will accept higher bids than the listed price.

What is NoBo on PCT?

PCT thru-hikers are known as either a NoBo or SoBo hiker. “NoBo” is short for northbound. A northbound PCT thru-hiker will start from the southern terminus at Campo, California along the US/Mexico border and hike north towards Canada. On the AT, NoBo hikers travel from Georgia to Maine. “SoBo” is short for southbound.

What is NoBo and SoBo?

Is beneficial owner is legal person?

The term “beneficial owner” has been defined as the natural person who ultimately owns or controls a client and/or the person on whose behalf the transaction is being conducted, and includes a person who exercises ultimate effective control over a juridical person.

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